Coty L. Barker

PALADIN WEALTH MANAGEMENT

Southaven, MS

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CRD#: 7007969

Professional summary

Coty Lee Barker, who also goes by Coty Barker, is a registered financial advisor currently at PALADIN WEALTH MANAGEMENT located in Southaven, Mississippi.

Coty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Coty has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Coty Barker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Police Officer. Approximately 42 hours a week are spent on this other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coty Lee Barker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 23, 2023 - Present

PALADIN WEALTH MANAGEMENT

RIA

CRD#: 324427

Southaven, MS

Past

July 26, 2022 - December 13, 2022

PFS INVESTMENTS INC.

CRD#: 10111

PONTOTOC, MS

Past

December 18, 2019 - March 30, 2022

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SOUTHAVEN, MS

Past

December 18, 2019 - March 30, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

SOUTHAVEN, MS

Past

March 12, 2019 - December 31, 2019

OSAIC WEALTH, INC.

RIA

CRD#: 23131

MEMPHIS, TN

Past

November 2, 2018 - December 31, 2019

OSAIC WEALTH, INC.

CRD#: 23131

MEMPHIS, TN

Past

October 15, 2018 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

COLUMBUS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(1/23/2023)

IAR

Tennessee
(3/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/12/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/16/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2018

General Securities Representative Examination

Current Firm

PALADIN WEALTH MANAGEMENT

PALADIN WEALTH MANAGEMENT | PALADIN WEALTH MANAGEMENT, LLC

CRD#: 324427 / SEC#:

Mississippi

Registered Investment Advisory firm - (1/23/2023 Approved)

Tennessee

Registered Investment Advisory firm - (3/2/2023 Approved)

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Contact information

Main Address

Southaven, MS

Mailing Address

Phone number

(901) 569-3554

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 295,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Coty L. Barker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coty Lee Barker's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALADIN WEALTH MANAGEMENT

PFS INVESTMENTS INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/12/2019

SIE

Date: 10/16/2018

Series 7

Date: 10/15/2018

Current Firm

PALADIN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PALADIN WEALTH MANAGEMENT

TRUST BUT VERIFY

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