Coty Barker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Coty Barker, who also goes by Coty Lee Barker, was a registered financial professional .
Coty is a previously registered financial professional and started their career in finance in 2018. Coty had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2023 - June 2, 2026
PALADIN WEALTH MANAGEMENT
July 26, 2022 - December 13, 2022
PFS INVESTMENTS INC.
December 18, 2019 - March 30, 2022
EQUITABLE ADVISORS, LLC
December 18, 2019 - March 30, 2022
EQUITABLE ADVISORS, LLC
March 12, 2019 - December 31, 2019
OSAIC WEALTH, INC.
November 2, 2018 - December 31, 2019
OSAIC WEALTH, INC.
October 15, 2018 - November 2, 2018
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALADIN WEALTH MANAGEMENT
CRD#: 324427 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 295,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
