Paul R. Standel

Some features on this profile are disabled

CRD#: 700767

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Richard Standel was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1970. Paul had worked at 8 firms and has passed the Series 63, Series 16, Series 1, Series 24, Series 4, F04 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 11, 1989 - July 11, 1991

PHILLIP LOUIS TRADING, INC.

CRD#: 19378

RED BANK, NJ

Past

January 26, 1989 - October 24, 1989

THE STAMFORD COMPANY, INC.

CRD#: 23725

Past

June 1, 1988 - January 26, 1989

STAMFORD CAPITAL, STERLING GRACE & CO., INC.

CRD#: 8282

Past

June 22, 1987 - November 23, 1987

BROOKEHILL CAPITAL PARTNERS LIMITED

CRD#: 7966

WESTPORT, CT

Past

January 24, 1986 - June 24, 1987

INVEMED ASSOCIATES LLC

CRD#: 6728

NEW YORK, NY

Past

December 28, 1984 - January 6, 1986

STAMFORD CAPITAL, STERLING GRACE & CO., INC.

CRD#: 8282

Past

February 3, 1975 - December 19, 1983

INVEMED ASSOCIATES LLC

CRD#: 6728

NEW YORK, NY

Past

May 8, 1972 - January 17, 1973

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

May 17, 1971 - June 3, 1972

KAUFMANN ALSBURG & CO

CRD#: 1000003

Past

April 29, 1970 - June 10, 1971

BRUNS, NORDEMAN, REA & CO.

CRD#: 6589

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 16

Date: 1/16/1975

NYSE Supervisory Analyst Examination

General Industry/Product Exam

Series 1

Date: 7/28/1967

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/1991

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 4/12/1979

Registered Options Principal Examination

Principal/Supervisory Exam

F04

Date: 10/7/1976

Financial Principal Examination

Principal/Supervisory Exam

Series 40

Date: 9/27/1976

Registered Principal Examination

Current Firm

PHILLIP LOUIS TRADING, INC.

EUROPEAN EQUITY PARTNERS, INC. | PHILLIP LOUIS TRADING, INC. | MORAN & COMPANY, INC. | MORAN & ASSOCIATES, INC. SECURITIES BROKERAGE

CRD#: 19378 / SEC#: , 8-37365

Terminated by SEC on 10/17/2003

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Mailing Address

Phone number

Established

Connecticut since 01/29/1987

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SUNCOAST HOLDINGS, INC.	OWNER
FIGLIOLINI, JOHNNY PHILLIP JR.	CHAIRMAN, DIRECTOR, GENERAL PRINCIPAL, COMPLIANCE OFFICER	1058617
GOLDSTEIN, MICHAEL ROBERT	GENERAL PRINCIPAL	1819371
KEEFE, DAVID BRIAN	GENERAL PRINCIPAL	1793316
MARTE, RAFAEL LUIS	FINOP	4304158

Disclosures

Regulatory Event	6
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Paul R. Standel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE STAMFORD COMPANY, INC.

STAMFORD CAPITAL, STERLING GRACE & CO., INC.

BROOKEHILL CAPITAL PARTNERS LIMITED

INVEMED ASSOCIATES LLC

STAMFORD CAPITAL, STERLING GRACE & CO., INC.

INVEMED ASSOCIATES LLC

CIBC WORLD MARKETS CORP.

KAUFMANN ALSBURG & CO

BRUNS, NORDEMAN, REA & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/12/1985

Series 16

Date: 1/16/1975

Series 1

Date: 7/28/1967

Series 24

Date: 10/9/1991

Series 4

Date: 4/12/1979

F04

Date: 10/7/1976

Series 40

Date: 9/27/1976

Current Firm

PHILLIP LOUIS TRADING, INC.

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PHILLIP LOUIS TRADING, INC.

TRUST BUT VERIFY

Similar Advisors