Molly A. Sundeen
Professional summary
Molly Alice Sundeen, who also goes by Molly Alice Sundeen, is a registered financial professional currently at WEALTHFRONT BROKERAGE LLC located in Palo Alto, California.
Molly is registered as a RR (Registered Representative) and started their career in finance in 2018. Molly has worked at 4 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Molly Alice Sundeen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 18, 2024 - Present
WEALTHFRONT BROKERAGE LLC
Office #1: 261 Hamilton Ave, Palo Alto, CA 94301December 20, 2022 - January 7, 2024
EMPOWER FINANCIAL SERVICES, INC.
April 7, 2020 - August 9, 2022
ROBINHOOD FINANCIAL, LLC
November 9, 2018 - December 13, 2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/18/2024)
Exams
Series 7TO
Date: 7/14/2020
General Securities Representative ExaminationSeries 6TO
Date: 11/9/2018
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
WEALTHFRONT BROKERAGE LLC
CRD#: 153407 / SEC#: , 8-68534
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
WEALTHFRONT BROKERAGE LLC
CRD#: 153407Palo Alto, CA 94301TRUST BUT VERIFY
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