RH
Ryan C. Harkey
CETERA INVESTMENT ADVISERS LLC
BEAUMONT, TX 77702
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CRD#: 7007571
RH
Professional summary
Ryan Charles Harkey is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Beaumont, Texas and CETERA WEALTH SERVICES, LLC located in Beaumont, Texas.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)HARKEY LAND & TIMBER, LLC; President; Family owned LLC that owns land and timber investments; Investment related; 2 hrs; 0 hrs during trading; Started 06/01/2007; 1130 Gentry Dr., Silsbee TX 77656, US; Manage timber property. 2) BUTLER & HARKEY LAND & TIMBER, LLC; President; Timber and land investments; Investment related; 2 hrs; 0 hrs during trading; Started 06/01/2008; 1130 Gentry Dr., Silsbee TX 77656, US; Manage timber property. 3) SOUTHEAST TEXAS CHAPTER OF CERTIFIED PUBLIC ACCOUNTANTS; Board member and Vice President; Promote the CPA profession to the public; Investment related; 2 hrs; 2hrs during trading; Started 07/01/15; 14651 Dallas Pkwy, Suite 700, Dallas TX 75254, US; Volunteer in community service projects and assist in scheduling speakers for meetings. 4) ALL FAITH'S DAY SCHOOL POSITION: Board Member NATURE: Non profit pre school in Silsbee, TX ~IR~ # OF HRS: 1 SEC TRADING HRS: 1 START DATE: 01/01/07 ADDR: 670 N 5th St., Silsbee TX 77656 DESCR: Member of the board. We meet quarterly to discuss and vote on school issues. 5) FMW WEALTH MANAGMENT, LLC PSTN: Member NATURE: The activity will be financial services.~IR~# OF HRS: 30 SEC TRADING HRS: 30 ST DT: 09/16/19 ADDR: 1150 North 11th Street, Beaumont TX 77702, DESCR: Active member offering financial service products and solutions through Avantax. 6) FMW, P.C. POSITION: Managing shareholder NATURE: FMW, P.C. is a CPA firm that provides accounting & tax services.~NIR~ # OF HRS: 160 SEC TRADING HRS: 100 ST DT: 11/18/20 ADDR: 1150 N. 11th St, Beaumont TX 77702,DESCR: I managed the overall operations of the CPA firm, including: Human resources, financial decision for firm, mentor staff, perform financial audits and handle tax compliance and planning for clients. 7) FUNCHESS, MILLS, WHITE & CO., P.C. POSITION: Managing shareholder NATURE: CPA firm that provides accounting and tax services.~NIR~ # OF HRS: 160 SEC TRADING HRS: 100 ST DT: 11/18/20 ADDR: 1150 N. 11th St, Beaumont TX 77702, DESCR: Manage the overall operations of the CPA firm, including: Human resources, financial decision for firm, mentor staff, perform financial audits and handle tax compliance and planning for clients. 8) WHIDDON HARKEY OXNER GROUP PSTN: LLC member, FMW Wealth Management, LLC NATURE: Activity related to financial services.~NIR~# OF HRS: 0 SECURITIES TRADING HOURS: 0 ST DT: 09/20/23 ADDR: 1150 N. 11th St, Beaumont TX 77702 DESCR: None 9) BOY SCOUTS OF AMERICA - THREE RIVERS COUNCIL POSITION: Board Member - President NATURE: Provides a professional field staff, a service center and trained volunteer leaders and a year round camping facility for Boys Scouts located in southeast Texas.~NIR~ # OF HRS: 5 SEC TRADING HRS: 0 ST DT: 01/01/17 ADDR: 4650 W. Cardinal Dr., Beaumont TX 77705 DESCR: President of the Three Rivers Council. The Director runs the day-to-day operations of the council. I'm involved in the overall direction of the Council and major issues. 10) AVANTAX FIXED INDEX ANNUITY POSITION: Agent NATURE: Fixed indexed annuities.~NIR~ # OF HRS: 1 SEC TRADING HRS: 1 ST DT: 11/02/23 ADDR: 1150 N. 11th St, Beaumont TX 77702, United States DESCR: Agent for fixed annuities 11) FIXED INSURANCE SALES POSITION: Independent Agent NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 1150 N. 11th St, Beaumont TX 77702, United States DESCRIPTION: Independent agent of record. Independent contractor compensated for the personal production of fixed insurance products. 12) Beacon Wealth Management; Referring advisor; Financial advisory services; IR; 8; 08/23/2018; 1150 N. 11th St. Beaumont TX 77702; Terry Whiddon is associated with Beacon Wealth Management. I'll be referring clients to Terry Whiddon.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Charles Harkey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1150 North 11th Street, Beaumont, TX 77702RIA
CRD#: 105644
BEAUMONT, TX
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1150 North 11th Street, Beaumont, TX 77702BD
CRD#: 13572
BEAUMONT, TX
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
BEAUMONT, TX
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BEAUMONT, TX
Past
January 4, 2019 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
BEAUMONT, TX
Past
October 26, 2018 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
BEAUMONT, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/5/2025)
RR
Florida(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
New York(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
