James P. Mortenson

JOHNSON WEALTH MANAGEMENT

GRAND FORKS, ND 58203

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CRD#: 7007407

Professional summary

James Peter Mortenson, who also goes by Jp Mortenson, James P Mortenson, is a registered financial advisor currently at JOHNSON WEALTH MANAGEMENT, LLC located in Grand Forks, North Dakota.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. James has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jp Mortenson | James P Mortenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Peter Mortenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

JOHNSON WEALTH MANAGEMENT, LLC

Office #1: 214 North 4th Street Ste 123, Grand Forks, ND 58203

RIA

CRD#: 123105

GRAND FORKS, ND

Past

June 19, 2020 - September 6, 2023

CWM, LLC

RIA

CRD#: 155344

Palentine, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON WEALTH MANAGEMENT, LLC

JOHNSON THOMPSON WEALTH MANAGEMENT, LLC | JOHNSON WEALTH MANAGEMENT, LLC

CRD#: 123105 / SEC#: 801-110295

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Minnesota

Registered Investment Advisory firm - (4/28/2017 Terminated)

North Dakota

Registered Investment Advisory firm - (4/27/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Dakota
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/30/2020

Uniform Investment Adviser Law Examination

Current Firm

JOHNSON WEALTH MANAGEMENT, LLC

JOHNSON THOMPSON WEALTH MANAGEMENT, LLC | JOHNSON WEALTH MANAGEMENT, LLC

CRD#: 123105 / SEC#: 801-110295

RIA

Registered Investment Advisory firm - (4/5/2017 Approved)

Minnesota

Registered Investment Advisory firm - (4/28/2017 Terminated)

North Dakota

Registered Investment Advisory firm - (4/27/2017 Terminated)

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Contact information

Main Address

214 North 4th Street Ste 123, Grand Forks, ND 58203

Mailing Address

Phone number

(701) 746-8310

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

JOHNSON WEALTH MANAGEMENT, LLC (2/12/2025)

Regulatory assets under management

Total Number of Accounts	508
AUM (Assets Under Management)	$ 256,889,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James P. Mortenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Peter Mortenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOHNSON WEALTH MANAGEMENT, LLC

CWM, LLC

Primary Firm SEC Registration

JOHNSON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/30/2020

Current Firm

JOHNSON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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