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Harmony Smith

ADVISORS CAPITAL MANAGEMENT
Coeur d'Alene, ID
CRD#: 7007109
Some features on this profile are disabled
HS
Harmony SmithADVISORS CAPITAL MANAGEMENT

Professional summary

Harmony Smith, who also goes by Harmony Davies Casini, Harmony D Davies, Harmony Delaney Davies, Harmony D Smith, Harmony Davies Smith, is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Coeur D'alene, Idaho.

Harmony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Harmony has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 9 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Harmony Davies Casini | Harmony D Davies | Harmony Delaney Davies | Harmony D Smith | Harmony Davies Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harmony Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 8, 2026 - Present

ADVISORS CAPITAL MANAGEMENT, LLC

RIA
CRD#: 112266
Coeur d'Alene, ID
Past

March 5, 2023 - May 26, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Florham Park, NJ
Past

March 5, 2023 - May 26, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Florham Park, NJ
Past

May 12, 2020 - February 16, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHARLOTTE, NC
Past

May 12, 2020 - February 16, 2023

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHARLOTTE, NC
Past

October 1, 2019 - April 9, 2020

ROBERT W. BAIRD & CO. INCORPORATED

RIA
CRD#: 8158
CHARLOTTE, NC
Past

July 31, 2019 - April 9, 2020

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA
Registered Investment Advisory firm - (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - (6/18/2003 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Idaho
(6/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/30/2019
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/31/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/18/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 9
Date: 11/11/2019
General Securities Sales Supervisor - Options Module Examination

Current Firm

AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266 / SEC#: 801-62058

RIA
Registered Investment Advisory firm - (5/16/2003 Approved)
Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)
Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)
Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)
New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)
New York
Registered Investment Advisory firm - (6/18/2003 Terminated)
Loading...

Contact information

Main Address
10 Wilsey Square Suite 200, Ridgewood, NJ 07450
Mailing Address
Phone number
(201) 447-3400
Established
Firm type
Fiscal year end
# of Employees
87

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADVISORS CAPITAL PART 2A DISCLOSURE BROCHURE (3/31/2025)
ACM WEALTH DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts14,670
AUM (Assets Under Management)$ 9,470,063,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVISORS CAPITAL MANAGEMENT, LLC

CRD#: 112266Coeur D'alene, ID

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