YS
Yolanda L. Smids
BROOKSTONE WEALTH ADVISORS
BEAUMONT, TX 77706
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CRD#: 7007011
YS
Professional summary
Yolanda Lynn Smids is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Beaumont, Texas.
Yolanda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Yolanda has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SECURITY & WEALTH MANAGEMENT INC.; INVESTMENT RELATED; 7977 GLADYS AVENUE, BEAUMONT, TX 77706; INSURANCE AND INVESTMENT ADVISORY; ADMINISTRATOR AND SECRETARY; STARTED 05/2011; 120 HOURS DEVOTED; 80 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; PROCESS PAPERWORK, ASSIST CLIENTS, OFFER INSURANCE PRODUCTS AND INVESTMENT ADVISORY SERVICES.
(2) PHYSICIANS MUTUAL INSURANCE COMPANY; INVESTMENT RELATED; 87 IH 10 NORTH, SUITE 101, BEAUMONT, TX 77707; INSURANCE AND ANNUITY SERVICES; INSURANCE AGENT; STARTED 08/2001; 0 HOURS/MONTH DEVOTED; 0 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFERED INSURANCE SERVICES. I only receive monthly renewal commission checks from the business that was sold under my name.
CRS (Client Relationship Summary) - RIA
Click below to view Yolanda Lynn Smids's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 28, 2018 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 7977 Gladys Avenue, Beaumont, TX 77706RIA
CRD#: 137658
BEAUMONT, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/28/2018)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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