Lanrui Zou
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lanrui Zou, who also goes by Jasmine Zou, was a registered financial professional .
Lanrui is a previously registered financial professional and started their career in finance in 2018. Lanrui had worked at 1 firm and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2018 - July 25, 2022
PCF CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PCF CAPITAL MARKETS LLC
CRD#: 290765 / SEC#: , 8-70040
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROVIDENT HEALTHCARE PARTNERS LLC | OWNER | |
| FLYNN, PETER FRANCIS | FINOP | 2655124 |
| MCKEON, PATRICK WILLIAM | CHIEF COMPLIANCE OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
