Robert P. Soehngen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Phillip Soehngen was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1975. Robert had worked at 10 firms and has passed the Series 63, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1995 - October 17, 1995
TOLUCA PACIFIC SECURITIES CORP.
June 21, 1994 - November 7, 1994
SPENCER EDWARDS, INC.
July 7, 1993 - May 31, 1994
BROOKSTREET SECURITIES CORPORATION
June 1, 1992 - July 24, 1993
DOMINARI SECURITIES LLC
October 1, 1991 - May 11, 1992
BROOKSTREET SECURITIES CORPORATION
July 23, 1991 - August 14, 1991
DICKINSON & CO.
January 31, 1991 - July 8, 1991
JJC SECURITIES CO., INC.
May 14, 1984 - January 21, 1991
TAMARON INVESTMENTS, INC.
March 25, 1981 - May 30, 1984
RICHEY, FRANKEL & COMPANY
September 21, 1976 - April 20, 1981
B. J. LEONARD AND COMPANY, INC.
March 20, 1975 - September 30, 1976
MOUNTAIN PACIFIC INVESTMENT CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOLUCA PACIFIC SECURITIES CORP.
CRD#: 13875 / SEC#: , 8-29814
Contact information
Documents
Red Flags
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