Jamie Phillips
Professional summary
Jamie Phillips, who also goes by Jamie Evan Phillips, Jamie Phillips, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Goodyear, Arizona and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Jamie has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jamie Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2022 - Present
EMPOWER ADVISORY GROUP, LLC
May 19, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111February 2, 2022 - May 10, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 7, 2019 - May 9, 2022
FIDELITY BROKERAGE SERVICES LLC
November 16, 2018 - July 31, 2019
MORGAN STANLEY
November 14, 2018 - July 31, 2019
MORGAN STANLEY
August 29, 2018 - October 17, 2018
THE INVESTMENT CENTER, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
