Sharon X. Yu

YONGCHANG COMPANY

DULUTH, GA 30096-0000

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CRD#: 7006609

Professional summary

Sharon Xiaohong Yu, who also goes by XIaohong Yu, is a registered financial advisor currently at YONGCHANG COMPANY INC located in Duluth, Georgia.

Sharon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Sharon has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Xiaohong Yu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HD Vest Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~8/9/2018~80hrs~60hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).|GLOBAL FINANCIAL CENTER INC~'NIR'~2645 N BERKELEY LAKE ROAD NW, A205~Duluth~GA~30096~Accounting Services/Tax Preparation~Owner~12/13/2006~160hrs~130hrs~I AM THE OWNER OF THE BUSINESS. I MANAGE THE ALL BUSINESS OPERATION, REVIEW EMPLOYEES' WORK AND PREPARE INDIVIDUAL AND BUSINESS TAX RETURN.|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Xiaohong Yu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2019 - Present

YONGCHANG COMPANY INC

Office #1: 2645 N Berkeley Lake Road Nw A205, Duluth, GA 30096-0000

RIA

CRD#: 304736

DULUTH, GA

Past

December 12, 2018 - September 20, 2019

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

Duluth, GA

Past

October 18, 2018 - September 20, 2019

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

Duluth, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/1/2019)

IAR

Louisiana
(10/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/20/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/18/2018

General Securities Representative Examination

Current Firm

YONGCHANG COMPANY INC

CRD#: 304736 / SEC#:

Georgia

Registered Investment Advisory firm - (9/26/2019 Approved)

Louisiana

Registered Investment Advisory firm - (10/1/2019 Approved)

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Contact information

Main Address

3775 Venture Dr Building O Suite 201, Duluth, GA 30096

Mailing Address

Phone number

(678) 860-9166

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 7,601,940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sharon X. Yu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sharon Xiaohong Yu's CRS (Customer Relationship Summary).

Certified licenses

Experience

YONGCHANG COMPANY INC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/20/2018

SIE

Date: 10/19/2018

Series 7

Date: 10/18/2018

Current Firm

YONGCHANG COMPANY INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YONGCHANG COMPANY INC

TRUST BUT VERIFY

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