Griffin J. Graves

FILIGREE WEALTH ADVISORS

Laguna Niguel, CA

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CRD#: 7006384

Professional summary

Griffin James Graves, CFP® is a registered financial advisor currently at FILIGREE WEALTH ADVISORS, LLC located in Laguna Niguel, California.

Griffin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Griffin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin James Graves's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

March 7, 2022 - Present

FILIGREE WEALTH ADVISORS, LLC

RIA

CRD#: 318729

Laguna Niguel, CA

Past

October 30, 2020 - May 16, 2022

CW ADVISORS, LLC

RIA

CRD#: 310873

COSTA MESA, CA

Past

June 14, 2019 - September 15, 2019

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Fort Worth, TX

Past

May 10, 2019 - September 15, 2019

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Fort Worth, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FILIGREE WEALTH ADVISORS, LLC

CRD#: 318729 / SEC#: 801-123362

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/7/2022)

IAR

Texas
(4/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/14/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/10/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 3/18/2019

Securities Industry Essentials Examination

Current Firm

FILIGREE WEALTH ADVISORS, LLC

CRD#: 318729 / SEC#: 801-123362

RIA

Registered Investment Advisory firm - (3/3/2022 Approved)

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Contact information

Main Address

530 Technology Drive Ste 100, Irvine, CA 92618

Mailing Address

Phone number

(949) 989-2527

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM BROCHURE - FILIGREE WEALTH ADVISORS (3/18/2026)

Regulatory assets under management

Total Number of Accounts	212
AUM (Assets Under Management)	$ 209,136,489

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Griffin J. Graves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin James Graves's CRS (Customer Relationship Summary).

Certified licenses

Experience

FILIGREE WEALTH ADVISORS, LLC

CW ADVISORS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

FILIGREE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/14/2019

Series 7TO

Date: 5/10/2019

SIE

Date: 3/18/2019

Current Firm

FILIGREE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FILIGREE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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