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AR

Alec J. Rhodes

PROVABLE MARKETS
NEW YORK, NY 10012
CRD#: 7006242
Some features on this profile are disabled
AR
Alec James RhodesPROVABLE MARKETS

Professional summary

Alec James Rhodes, who also goes by Alec Rhodes, is a registered financial professional currently at PROVABLE MARKETS LLC located in New York, New York.

Alec is registered as a RR (Registered Representative) and started their career in finance in 2025. Alec has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Alec Rhodes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alec James Rhodes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 27, 2025 - Present

PROVABLE MARKETS LLC

Office #1: 110 Greene Street Suite 9g, New York, NY 10012
BD
CRD#: 312003
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/16/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/16/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/27/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/4/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PM
PROVABLE MARKETS LLC
PROVABLE MARKETS LLC

CRD#: 312003 / SEC#: , 8-70667

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
110 Greene Street Suite 9g, New York, NY 10012
Mailing Address
110 Greene Street Suite 9g, New York, NY 10012
Phone number
(646) 741-1248
Established
Delaware since 12/23/2020
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PROVABLE HOLDINGS US, INC.MEMBER
COHEN, MATTHEW RCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4997520
NASSAU, BRADCHIEF COMPLIANCE OFFICER4543461
SCIANGULA, ROCCO DOMINICKFINOP / PFO / POO8017286

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROVABLE MARKETS LLC

CRD#: 312003New York, NY 10012

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