Casey M. Broderick
Professional summary
Casey Michael Broderick, who also goes by Casey M Broderick, is a registered financial advisor currently at THE CAPROCK GROUP, LLC located in Boise, Idaho.
Casey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Casey has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Casey Michael Broderick's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2021 - Present
THE CAPROCK GROUP, LLC
Office #1: 800 West Main Street Suite 1150, Boise, ID 83702November 19, 2018 - June 30, 2021
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/13/2021)
Exams
Current Firm
THE CAPROCK GROUP, LLC
CRD#: 124272 / SEC#: 801-61642
Contact information
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 408 |
| AUM (Assets Under Management) | $ 10,149,325,042 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/17/2025 | ||
| 01/28/2025 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
