Nathan E. Sillyman

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CRD#: 7006159

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nathan Eric Sillyman, who also goes by Nathan E Sillyman, Nate Sillyman, was a registered financial professional .

Nathan is a previously registered financial professional and started their career in finance in 2018. Nathan had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Nathan E Sillyman | Nate Sillyman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DBA Burnett Advisors

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 30, 2025 - September 10, 2025

PLAN GROUP FINANCIAL, INC.

RIA

CRD#: 116508

Scottsdale, AZ

Past

August 9, 2023 - July 31, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

PHOENIX, AZ

Past

July 28, 2023 - July 31, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

PHOENIX, AZ

Past

July 16, 2020 - July 12, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

November 21, 2018 - July 12, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/10/2018

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2018

General Securities Representative Examination

Current Firm

PLAN GROUP FINANCIAL, INC.

CRD#: 116508 / SEC#: 801-118599

RIA

Registered Investment Advisory firm - (4/30/2020 Approved)

Oklahoma

Registered Investment Advisory firm - (6/10/2020 Terminated)

Texas

Registered Investment Advisory firm - (6/10/2020 Terminated)

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Contact information

Main Address

101 N.e. 82nd Street Suite 200, Oklahoma City, OK 73114

Mailing Address

Phone number

(405) 848-1099

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,693
AUM (Assets Under Management)	$ 541,410,125

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan E. Sillyman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

Primary Firm SEC Registration

PLAN GROUP FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2020

Series 63

Date: 12/10/2018

SIE

Date: 11/22/2018

Series 7

Date: 11/21/2018

Current Firm

PLAN GROUP FINANCIAL, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PLAN GROUP FINANCIAL, INC.

TRUST BUT VERIFY

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