Joseph Rubin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Rubin was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1961. Joseph had worked at 6 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 1982 - July 10, 2001
JOBARR SECURITIES CORPORATION
November 26, 1979 - January 25, 1982
LEHMAN BROTHERS INC.
January 18, 1978 - November 26, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
April 9, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
March 30, 1961 - March 25, 1971
HERTZ, WARNER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/30/1961
Registered Representative ExaminationCurrent Firm
JOBARR SECURITIES CORPORATION
CRD#: 10187 / SEC#: , 8-25922
Contact information
Documents
Red Flags
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