Rishi H. Gosalia

SF VALUE CAPITAL

Pleasanton, CA

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CRD#: 7005764

Professional summary

Rishi Harendrakumar Gosalia, who also goes by Rishi H Gosalia, is a registered financial advisor currently at SF VALUE CAPITAL, LLC located in Pleasanton, California.

Rishi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Rishi has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rishi H Gosalia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rishi Harendrakumar Gosalia's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2019 - Present

SF VALUE CAPITAL, LLC

RIA

CRD#: 298320

Pleasanton, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2019)

IAR

Texas
(1/2/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/2018

Uniform Investment Adviser Law Examination

Current Firm

SF VALUE CAPITAL, LLC

CRD#: 298320 / SEC#:

California

Registered Investment Advisory firm - (1/1/2019 Approved)

Texas

Registered Investment Advisory firm - (1/2/2019 Approved)

Washington

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Pleasanton, CA

Mailing Address

Phone number

(512) 577-6678

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 13,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rishi H. Gosalia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rishi Harendrakumar Gosalia's CRS (Customer Relationship Summary).

Certified licenses

Experience

SF VALUE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/2018

Current Firm

SF VALUE CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SF VALUE CAPITAL, LLC

TRUST BUT VERIFY

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