Fernando Patino-paul, who also goes by Fernando Patino-paul Ureta, is a registered financial professional at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located in Coral Gables, Florida.
Fernando is registered as a RR (Registered Representative) and started their career in finance in 2019. Fernando has worked at 1 firm and has passed the Series 63, SIE and Series 7TO exams.
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (8)
New Jersey (2/18/2022)
New York (2/25/2021)
SRO REGISTRATIONS (1)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
201 Alhambra Circle Suite 703, Coral Gables, FL, 33134
4/25/2019 - Current
PREVIOUS EMPLOYER (0)
Experience: 4 years / 1 firms
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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