CD
Chester J. Donnally Jr.
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CRD#: 70050
CD
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chester John Donnally Jr., who also goes by Chester John Don Donnally Jr, Chester Don Donnally, Chester John Donnally Jr, was a registered financial professional .
Chester is a previously registered financial professional and started their career in finance in 1969. Chester had worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Chester John Don Donnally Jr | Chester Don Donnally | Chester John Donnally Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CD AVIATION; 3417 St Johns Dr, Dallas, TX, 75205; Interior Design; Proprietor/owner; 50/50 of holding company, no duties; 1/1/1988; Business hours per month: No // CD SHOW HORSES LLC; 3417 St Johns Dr, Dallas, TX 75205; Buys and sells horses; Proprietor/owner; NO Duties, the LLC is run by Caroline Donnally; 1/1/2000; Business hours per month: No // TRINITY POINTE ENERGY LP; 47 Highland Park Village, Suite 200, Dallas, TX 75205; PIV for Al G Hill Jr, Heather Washburne and Elisa Summers. Primary holdings are commercial real estate. I am one of 3 managers of the LLC that is the GP of the Partnership. The LLC has separate officers that make all decisions; Other; Manager; I am one of three managers of Trinity LLC, a PIV for Al G Hill Jr. and his heirs. The LLC has officers that make all decisions, I do not have a decision making role in this entity. The LLC is a General Partner of 6 LP's that have accounts at UBS, Wells Fargo. These officers of Trinity LLC are the signers on the partnership accounts; 10/27/2011; Business hours per month: No // TRINITY POINT HOLDINGS LP; 47 Highland Park Village, Suite 200, Dallas, TX 75205; PIV for Al G Hill Jr, Heather Washburne and Elisa Summers. Primary holdings are commercial real estate. I am one of 3 managers of the LLC that is the GP of the Partnership. The LLC has separate officers that make all decisions; Other; Manager of LLC, GP of LP; None; 10/27/2011; Business hours per month: No // TRINITY POINTE INVESTMENTS LP; 47 Highland Park Village, Suite 200, Dallas, TX 75205; PIV for Al G Hill Jr, Heather Washburne and Elisa Summers. Primary holdings are commercial real estate. I am one of 3 managers of the LLC that is the GP of the Partnership. The LLC has separate officers that make all decisions; Other; Manager - PIV for Al G Hill Jr, Heather Washburne and Elisa Summers. Primary holdings are commercial real estate. I am one of 3 managers of the LLC that is the GP of the Partnership. The LLC has separate officers that make all decisions; None; 10/27/2011; Business hours per month: No // TRINITY PEAK INVESTMENTS LP; 47 Highland Park Village, Suite 200, Dallas, TX 75205; PIV for Al G Hill Jr, Heather Washburne and Elisa Summers. Primary holdings are commercial real estate. I am one of 3 managers of the LLC that is the GP of the Partnership. The LLC has separate officers that make all decisions; Other; Manager of the LLC, who is GP of LP; None; 10/27/2011; Business hours per month: No // TRINITY LLC; 47 Highland Park Village, Suite 200, Dallas, TX 75205; PIV for Al G Hill, Jr, and his two daughters Elisa Summers and Heather Washburne; Other; Manager; I am a manager of the LLC with no daily decision making; 10/27/2011; Business hours per month: No // TRINITY PEAK HOLDINGS LP; 47 Highland Park Village, Suite 200, Dallas, TX 75205; PIV for Al G Hill Jr, Heather Washburne and Elisa Summers. Primary holdings are commercial real estate. I am one of 3 managers of the LLC that is the GP of the Partnership. The LLC has separate officers that make all decisions; Other; Manager of LLC, GP of LP; none; 10/27/2011; Business hours per month: No // TRINITY PEAK ENERGY LP; 47 Highland Park Village, Suite 200, Dallas, TX 75205; PIV for Al G Hill Jr, Heather Washburne and Elisa Summers. Primary holdings are commercial real estate. I am one of 3 managers of the LLC that is the GP of the Partnership. The LLC has separate officers that make all decisions; Other; Manager; I am one of three managers of Trinity LLC, a PIV for Al G Hill Jr. and his heirs. The LLC has officers that make all decisions, I do not have a decision making role in this entity. The LLC is a General Partner of 6 LP's that have accounts at UBS, Wells Fargo. These officers of Trinity LLC are the signers on the partnership accounts; 10/27/2011; Business hours per month: No
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
November 3, 2015 - May 26, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
DALLAS, TX
Past
November 3, 2015 - May 26, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
DALLAS, TX
Past
May 10, 2005 - November 5, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
DALLAS, TX
Past
May 6, 2005 - November 5, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
DALLAS, TX
Past
August 23, 1983 - May 20, 2005
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DALLAS, TX
Past
February 26, 1976 - May 20, 2005
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 5, 1969 - February 26, 1976
SMITH, BARNEY & CO. INCORPORATED
BD
CRD#: 775
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UBS FINANCIAL SERVICES INC.
PAINE, WEBBER, JACKSON & CURTIS INC. | WEALTH MANAGEMENT USA | UBS PAINEWEBBER INC. | UBS FINANCIAL SERVICES INC. | PAINEWEBBER INCORPORATED | PAINEWEBBER INC.
CRD#: 8174 / SEC#: 801-7163, 8-16267
RIA
Registered Investment Advisory firm - SEC (1/22/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/28/1969
Registered Representative ExaminationCurrent Firm
UBS FINANCIAL SERVICES INC.
PAINE, WEBBER, JACKSON & CURTIS INC. | WEALTH MANAGEMENT USA | UBS PAINEWEBBER INC. | UBS FINANCIAL SERVICES INC. | PAINEWEBBER INCORPORATED | PAINEWEBBER INC.
CRD#: 8174 / SEC#: 801-7163, 8-16267
RIA
Registered Investment Advisory firm - SEC (1/22/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1200 Harbor Boulevard, Weehawken, NJ 07086
Mailing Address
315 Deaderick Street 3rd Fl, Compliance Department, Nashville, TN 37238
Phone number
(201) 352-3000
Established
Delaware since 06/30/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
12,629
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UBS AMERICAS INC. | OWNER | |
| CAMACHO, MICHAEL ALAN | PRESIDENT | 2907298 |
| FRANCOMANO, LISA M. | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | 2263875 |
| MATTONE, RALPH | PRINCIPAL FINANCIAL OFFICER | 1840894 |
| MOZER, PETER | MANAGING DIRECTOR | 2523858 |
| MUNFA, LAUREN | CHIEF COMPLIANCE OFFICER | 4431011 |
| SAKAI, KIYE | GENERAL COUNSEL | 7451987 |
| SOMMA, JOSEPH | PRINCIPAL OPERATIONS OFFICER | 2219496 |
Regulatory assets under management
| Total Number of Accounts | 1,134,923 |
| AUM (Assets Under Management) | $ 808,822,670,899 |
Disclosures
| Regulatory Event | 475 |
| Civil Event | 5 |
| Arbitration | 443 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/26/2025 | ||
| 05/15/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
