Hasnain Nmn Naveed, who also goes by Muhammad H Butt, Hasnain Naveed, is a registered financial professional at J.H. DARBIE & CO., INC. located in New York, New York and OLDFIELD CAPITAL GROUP LLC located in New York, New York.
Hasnain is registered as a RR (Registered Representative) and started their career in finance in 2018. Hasnain has worked at 13 firms and has passed the SIE, Series 99TO, Series 28 and Series 27 exams.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (0)
SRO REGISTRATIONS (2)
Nasdaq Stock Market APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
J.H. DARBIE & CO., INC. (#43520)
48 Wall St., Suite 1206., New York, NY, 10005
10/1/2019 - Current
OLDFIELD CAPITAL GROUP LLC (#159498)
7 Penn Plaza Suite 810, New York, NY, 10001
9/10/2020 - Current
AIP CAPITAL MARKETS LLC (#288932)
6 Saddlehorn Lane, Rolling Hills Estates, CA, 90274
10/16/2020 - Current
ACHELOUS PARTNERS, LLC (#123380)
800 Third Avenue Floor 21, New York City, NY, 10022
6/1/2021 - Current
SQUARE GLOBAL MARKETS (#158419)
420 Lexington Avenue Suite 300, New York, NY, 10170
7/12/2021 - Current
ENERGY DOMAIN SECURITIES, LLC (#308289)
1633 Rogers Rd, Fort Worth, TX, 76107
6/2/2022 - Current
GTN AMERICAS FINANCIAL SERVICES (#315499)
4509 Creedmoor Road Suite 201, Raleigh, NC, 27612
11/14/2022 - Current
BETHEL LANDING SECURITIES LLC (#318565)
125 Mile Common Rd, Easton, CT, 06612
5/17/2023 - Current
NEON MONEY, LLC (#319308)
6057 Old Court St, North Port, FL, 34291
5/31/2023 - Current
PREVIOUS EMPLOYERS (4)
MONMOUTH CAPITAL MANAGEMENT LLC (#290248)
9/6/2022 - 6/13/2023
Point Pleasant Beach, NJ
NEWOAK CAPITAL MARKETS LLC (#104063)
10/15/2020 - 7/29/2022
New York, NY
CAVU SECURITIES LLC (#6906)
10/14/2020 - 11/4/2021
New York, NY
PRIME EXECUTIONS, INC. (#32889)
12/17/2018 - 6/3/2019
New York, NY
Hasnain Nmn Naveed
Experience: 4 years / 13 firms
No current location data
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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