Justice Benjamin Purser is a registered financial professional at RBC CAPITAL MARKETS, LLC located in New York, New York.
Justice is registered as a RR (Registered Representative) and started their career in finance in 2018. Justice has worked at 2 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Before working with a financial advisor, it is imperative to see whether or not they have any disclosures and if they do, whether or not you are comfortable with the disclosures that are on their record.
Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (1)
New York (8/17/2021)
SRO REGISTRATIONS (22)
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Long-Term Stock Exchange, Inc. APPROVED
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MIAX PEARL, LLC APPROVED
NYSE American LLC APPROVED
NYSE Arca, Inc. APPROVED
NYSE Chicago, Inc. APPROVED
NYSE National, Inc. APPROVED
Nasdaq BX, Inc. APPROVED
Nasdaq GEMX, LLC APPROVED
Nasdaq ISE, LLC APPROVED
Nasdaq PHLX LLC APPROVED
Nasdaq Stock Market APPROVED
New York Stock Exchange APPROVED
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
RBC CAPITAL MARKETS, LLC (#31194)
3 World Financial Center 200 Vesey St., New York, NY, 10281
8/11/2021 - Current
PREVIOUS EMPLOYER (1)
10/4/2018 - 5/17/2021
Justice Benjamin Purser
Experience: 5 years / 2 firms
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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