RW

Ross Allen Wegner

IAR
RR
ross wegner
Name or #CRD
Location
Firm name
Credentials
Advisor type
Disclosures
OVERVIEW

Ross Allen Wegner, who also goes by Ross Wegner, is a registered financial advisor at LIFESTYLE ASSET MANAGEMENT, INC. located in Friendswood, Texas and CETERA ADVISORS LLC located in Friendswood, Texas.

Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Ross has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Disclosures
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Advisor Information

ADVISOR PROFILE
Other Business
1. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC. - CRD# 157450 ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT; START DATE: 03/2023 ; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISORY ADMINISTRATIVE ASSISTANT; 2. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2021 ; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: LIFESTYLE FINANCIAL ADVISORS; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 03/2023 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
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CREDENTIALS
CREDENTIALS (0)
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
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IAR
Texas (3/27/2023)
RR
Texas (4/20/2023)
SRO REGISTRATIONS (1)
RR
FINRA APPROVED

Firm Information

Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
CURRENT EMPLOYERS
RIA
LIFESTYLE ASSET MANAGEMENT, INC. (#157450)
211 West Edgewood Suite 300, Friendswood, TX, 77546
3/27/2023 - Current
BD
CETERA ADVISORS LLC (#10299)
211 West Edgewood Drive Suite 100, Friendswood, TX, 77546
4/20/2023 - Current
PREVIOUS EMPLOYER (1)
BD
AIG CAPITAL SERVICES, INC. (#13158)
9/14/2018 - 5/3/2021
Houston, TX
RW
Claim Profile

Ross Allen Wegner

IAR
RR
Experience: 5 years / 3 firms
CRD#: 7004489


LOCATION
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