RW
Ross A. Wegner
LIFESTYLE ASSET MANAGEMENT
Friendswood, TX 77546
Some features on this profile are disabled
CRD#: 7004489
RW
Professional summary
Ross Allen Wegner, who also goes by Ross Wegner, is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Friendswood, Texas and CETERA ADVISORS LLC located in Friendswood, Texas.
Ross is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Ross has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ross Wegner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC. - CRD# 157450 ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: ADVISORY SERVICES ; POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE ASSISTANT; START DATE: 03/2023 ; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ADVISORY ADMINISTRATIVE ASSISTANT; 2. NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT INC; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 05/2021 ; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: LIFESTYLE FINANCIAL ADVISORS; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; START DATE: 03/2023 ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
CRS (Client Relationship Summary) - RIA
Click below to view Ross Allen Wegner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2023 - Present
LIFESTYLE ASSET MANAGEMENT, INC.
Office #1: 211 West Edgewood Suite 300, Friendswood, TX 77546RIA
CRD#: 157450
Friendswood, TX
Current
April 20, 2023 - Present
CETERA ADVISORS LLC
Office #1: 211 West Edgewood Drive Suite 100, Friendswood, TX 77546BD
CRD#: 10299
Friendswood, TX
Past
September 14, 2018 - May 3, 2021
COREBRIDGE CAPITAL SERVICES, INC.
BD
CRD#: 13158
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(3/27/2023)
RR
Texas(4/20/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
211 West Edgewood Suite 300, Friendswood, TX 77546
Mailing Address
Phone number
(281) 612-2035
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,294 |
| AUM (Assets Under Management) | $ 399,218,297 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFESTYLE ASSET MANAGEMENT, INC.
CRD#: 157450Friendswood, TX 77546TRUST BUT VERIFY
Monitor Ross Wegner
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
