Laurence D. Stark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence Donald Stark, who also goes by Larry Donald Stark, was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1971. Laurence had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 1993 - October 2, 2006
VOYA FINANCIAL PARTNERS, LLC
October 2, 1989 - December 31, 1996
CADARET, GRANT & CO., INC.
April 5, 1988 - October 2, 1989
CADARET, GRANT & CO., INC.
February 8, 1988 - March 11, 1988
COMMONWEALTH FINANCIAL NETWORK
November 16, 1983 - March 30, 1987
CPC SECURITIES CORPORATION
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 20, 1971 - August 16, 1973
LOEB RHOADES INC
January 25, 1971 - July 2, 1971
WEIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/9/1957
Registered Representative ExaminationCurrent Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
