James Lee Roundy, CFP is a registered financial advisor at MERCER GLOBAL ADVISORS INC. located in Tigard, Oregon.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James has worked at 1 firm and has passed the SIE exam.
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Disclosures in the financial services industry fall under the following categories: criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments.
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FROM THE ADVISOR
James began his career in the financial industry in 2018. Prior to joining Mercer Advisors, he worked as a financial planning associate while earning his CERTIFIED FINANCIAL PLANNER™ professional designation in October 2020. James earned his Bachelor’s degree in Economics in 2010 from the University of Idaho. His aspirations include serving clients using his comprehensive understanding of financial planning tools, problem-solving and strategic planning.
After college, James received extensive training in concierge services in the hospitality business. For three years he lived in Korea teaching English to elementary students before returning to the United States. James was raised in Spokane, Washington. He loves spending time with his wife and young daughter enjoying the natural beauty of the Northwest.
Comprehensive Financial Planning
Certified Financial Planner
Begin Date: 2020
STATE SECURITY LAW EXAM ()
GENERAL INDUSTRY/PRODUCTS EXAM ()
PRINCIPAL/SUPERVISORY EXAM ()
STATE REGISTRATIONS (2)
SRO REGISTRATIONS (0)
Some financial advisors may work at more than one firm. Click the employer below (current or previous) to view their data
MERCER GLOBAL ADVISORS INC. (#147363)
12909 Southwest 68th Parkway Suite 230, Tigard, OR, 97223
3/18/2021 - Current
PREVIOUS EMPLOYER (0)
James Lee Roundy
Experience: 3 years / 1 firms
Associate Wealth Advisor
Minimum Assets Required:
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