James Lee Roundy
IAR
OVERVIEW
James Lee Roundy, CFP is a registered financial advisor at MERCER GLOBAL ADVISORS INC. located in Tigard, Oregon.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. James has worked at 1 firm and has passed the SIE exam.
Disclosures
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FROM THE ADVISOR
James began his career in the financial industry in 2018. Prior to joining Mercer Advisors, he worked as a financial planning associate while earning his CERTIFIED FINANCIAL PLANNER™ professional designation in October 2020. James earned his Bachelor’s degree in Economics in 2010 from the University of Idaho. His aspirations include serving clients using his comprehensive understanding of financial planning tools, problem-solving and strategic planning. After college, James received extensive training in concierge services in the hospitality business. For three years he lived in Korea teaching English to elementary students before returning to the United States. James was raised in Spokane, Washington. He loves spending time with his wife and young daughter enjoying the natural beauty of the Northwest.
Advisor Information
Firm Information
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Disclosures range from criminal or civil penalties, customer disputes, fines, regulatory actions, financial, civil bonds, liens, separations with employers or judgments. Access disclosures with a free AdvisorCheck membership.
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