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Caio D. Schettino

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CRD#: 7003761
CS
Caio D. Schettino

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Caio D. Schettino was a registered financial professional .

Caio is a previously registered financial professional and started their career in finance in 2019. Caio had worked at 1 firm and has passed the SIE and Series 7 exams.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 17, 2019 - March 7, 2021

BRASIL PLURAL SECURITIES LLC

BD
CRD#: 159384
MIAMI, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 11/27/2018
Securities Industry Essentials Examination
General Industry/Product Exam
PR
Series 7
Status Unavailable
Passed: 11/26/2018
General Securities Representative Examination

Current Firm


BP
BRASIL PLURAL SECURITIES LLC
BRASIL PLURAL SECURITIES LLC | PKBR SECURITIES LLC

CRD#: 159384 / SEC#: , 8-68982

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
2601 S Bayshore Drive Suite 1205, Miami, FL 33133
Mailing Address
2601 S Bayshore Drive Suite 1205, Miami, FL 33133
Phone number
(212) 388-5600
Established
Delaware since 09/09/2011
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SIMETRIA HOLDING LLCSOLE OWNER
CHOR GOLDENSTEIN, PRISCILLACOO7146090
GEORGE, THOMAS KEITHFINOP5378303
STRICKLAND, JASON LEECHIEF COMPLIANCE OFFICER5013990

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRASIL PLURAL SECURITIES LLC

CRD#: 159384

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