Irma P. Escudero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irma Paloma Escudero, who also goes by Irma P Sweeney, was a registered financial professional .
Irma is a previously registered financial professional and started their career in finance in 2018. Irma had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2025 - April 2, 2026
9D CAPITAL LLC
September 21, 2021 - September 6, 2023
9D CAPITAL LLC
August 16, 2018 - December 6, 2019
CAPITAL TRUST AND ASSOCIATES LLC
State Registrations and Notice Filings
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Current Firm
9D CAPITAL LLC
CRD#: 308524 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 9,642,601 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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