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Irma P. Escudero

9D CAPITAL
Forest Hills, NY
Some features on this profile are disabled
CRD#: 7003588
IE

Professional summary

Irma Paloma Escudero, who also goes by Irma P Sweeney, is a registered financial advisor currently at 9D CAPITAL LLC located in Forest Hills, New York.

Irma is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Irma has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Irma P Sweeney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irma Paloma Escudero's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2025 - Present

9D CAPITAL LLC

RIA
CRD#: 308524
Forest Hills, NY
Past

September 21, 2021 - September 6, 2023

9D CAPITAL LLC

RIA
CRD#: 308524
JERSEY CITY, NJ
Past

August 16, 2018 - December 6, 2019

CAPITAL TRUST AND ASSOCIATES LLC

RIA
CRD#: 168455
JERSEY CITY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/6/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/11/2017
Uniform Investment Adviser Law Examination

Current Firm

9C
9D CAPITAL LLC
9D CAPITAL | THE BANK OF SPORTS | THE BANK OF ARTS | 9D CAPITAL LLC

CRD#: 308524 / SEC#:

New York
Registered Investment Advisory firm - (4/9/2020 Approved)
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Contact information

Main Address
244 5th Ave Ste 1211, New York, NY 10001
Mailing Address
Phone number
(212) 852-0242
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 9,642,601

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

9D CAPITAL LLC

CRD#: 308524Forest Hills, NY

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