PG
Peyton J. Gentry
ON INVESTMENT MANAGEMENT CO
Orrville, OH 44667
Some features on this profile are disabled
CRD#: 7003517
PG
Professional summary
Peyton Joseph Gentry is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Orrville, Ohio and HUMMEL WEALTH MANAGEMENT, LLC located in Berlin, Ohio.
Peyton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Peyton has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Insurance Sales; 461 Wadsworth Road, Orrville, OH; not investment related; agent; 09/05/2018-present; 5 hours/month (5 during market hours); Offering the sale of life insurance to clients within my organization.
CRS (Client Relationship Summary) - RIA
Click below to view Peyton Joseph Gentry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2019 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 461 Wadsworth Road, Orrville, OH 44667RIA
CRD#: 105662
Orrville, OH
Current
September 7, 2021 - Present
HUMMEL WEALTH MANAGEMENT, LLC
Office #1: 4585 State Route 39, Berlin, OH 44610RIA
CRD#: 143523
Berlin, OH
Current
December 11, 2018 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 461 Wadsworth Rd, Orrville, OH 44667BD
CRD#: 2936
Orrville, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/26/2021)
RR
Arizona(2/7/2023)
RR
California(8/26/2021)
IAR
California(2/23/2024)
RR
Colorado(8/26/2021)
RR
Florida(8/26/2021)
RR
Georgia(10/13/2023)
RR
Idaho(2/7/2023)
RR
Indiana(8/26/2021)
IAR
Indiana(10/20/2025)
RR
Iowa(2/7/2023)
RR
Kansas(3/16/2022)
RR
Kentucky(8/26/2021)
RR
Maryland(11/23/2022)
RR
Massachusetts(2/7/2023)
RR
Montana(2/7/2023)
RR
Nevada(6/28/2022)
RR
New Mexico(8/26/2021)
RR
North Carolina(8/26/2021)
RR
Ohio(12/11/2018)
IAR
Ohio(10/7/2019)
RR
Oklahoma(8/26/2021)
RR
Pennsylvania(8/26/2021)
RR
South Carolina(8/26/2021)
IAR
South Dakota(10/17/2025)
RR
Tennessee(2/7/2023)
RR
Virginia(8/26/2021)
RR
Washington(8/26/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/11/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
