Joseph J. Verna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph John Verna was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1969. Joseph had worked at 10 firms and has passed the PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2002 - April 16, 2007
THE CONCORD EQUITY GROUP, LLC
April 29, 1998 - December 31, 2001
VALLEY FORGE SECURITIES, INC .
November 7, 1990 - April 2, 1998
JANNEY MONTGOMERY SCOTT LLC
April 11, 1988 - October 22, 1990
LEGG MASON WOOD WALKER, INCORPORATED
March 31, 1987 - February 27, 1988
MOSELEY SECURITIES CORPORATION
September 17, 1979 - February 10, 1987
LEHMAN BROTHERS INC.
October 23, 1978 - September 17, 1979
LOEB PARTNERS
December 11, 1974 - December 21, 1974
ELKINS & CO.
November 11, 1974 - October 6, 1978
BABBITT, MYERS & COMPANY, INC.
December 31, 1969 - December 11, 1974
SUPLEE-MOSLEY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/27/1987
AMEX Put and Call ExamSeries 1
Date: 10/27/1961
Registered Representative ExaminationCurrent Firm
THE CONCORD EQUITY GROUP, LLC
CRD#: 14569 / SEC#: , 8-35226
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
