Philip Wettersten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Wettersten, who also goes by Matt Wettersten, Phil Wettersten, Philip Christopher Wettersten, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2019. Philip had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2022 - September 20, 2024
PLAYBOOK ADVISER
February 22, 2021 - December 22, 2021
ROBINHOOD FINANCIAL, LLC
August 23, 2019 - December 31, 2020
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 22, 2019 - January 11, 2021
TD AMERITRADE, INC.
July 29, 2019 - January 11, 2021
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/28/2019
General Securities Representative ExaminationCurrent Firm
PLAYBOOK ADVISER
CRD#: 314783 / SEC#: 801-122949
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,053 |
| AUM (Assets Under Management) | $ 2,170,223 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
