Dillon L. Haviland

TBH GLOBAL ASSET MANAGEMENT

Brentwood, TN 37027

Some features on this profile are disabled

CRD#: 7002444

Professional summary

Dillon Lee Haviland, CFP®, who also goes by Dillon Haviland, is a registered financial advisor currently at TBH GLOBAL ASSET MANAGEMENT, LLC located in Brentwood, Tennessee.

Dillon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Dillon has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dillon Haviland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dillon Lee Haviland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 10, 2023 - Present

TBH GLOBAL ASSET MANAGEMENT, LLC

Office #1: 6 Cadillac Dr. Suite 300, Brentwood, TN 37027

RIA

CRD#: 145536

Brentwood, TN

Past

April 12, 2022 - April 21, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Nashville, TN

Past

April 12, 2022 - April 21, 2023

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Nashville, TN

Past

November 22, 2021 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Nashville, TN

Past

November 22, 2021 - April 21, 2023

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Nashville, TN

Past

November 22, 2021 - April 21, 2023

TD AMERITRADE, INC.

CRD#: 7870

Nashville, TN

Past

November 14, 2019 - October 6, 2021

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Nashville, TN

Past

November 14, 2019 - October 6, 2021

J.P. MORGAN SECURITIES LLC

CRD#: 79

Nashville, TN

Past

December 20, 2018 - April 18, 2019

MORGAN STANLEY

RIA

CRD#: 149777

ANN ARBOR, MI

Past

November 28, 2018 - April 18, 2019

MORGAN STANLEY

CRD#: 149777

ANN ARBOR, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TBH GLOBAL ASSET MANAGEMENT, LLC

CRD#: 145536 / SEC#: 801-68624

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(4/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/28/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/2/2018

Securities Industry Essentials Examination

Current Firm

TBH GLOBAL ASSET MANAGEMENT, LLC

CRD#: 145536 / SEC#: 801-68624

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6 Cadillac Dr. Suite 300, Brentwood, TN 37027

Mailing Address

Phone number

(615) 690-4820

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TBH GLOBAL ASSET MANAGEMENT LLC BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	3,627
AUM (Assets Under Management)	$ 1,274,662,966

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/26/2025	Cover Page	Report
03/28/2024	Cover Page	Report
02/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Thomas Ennis

TRUIST ADVISORY SERVICES, INC.

IAR

SUITE 620, TN

James Parker

MORGAN STANLEY

IAR

Franklin, TN

Steven Glasgow

GLOBAL RETIREMENT PARTNERS LLC

IAR

Nashville, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dillon L. Haviland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dillon Lee Haviland's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

TBH GLOBAL ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2018

Series 7TO

Date: 11/28/2018

SIE

Date: 11/2/2018

Current Firm

TBH GLOBAL ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TBH GLOBAL ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors