JA
James H. Andersen
BROOKSTONE WEALTH ADVISORS
ST. GEORGE, UT 84790
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CRD#: 7001766
JA
Professional summary
James Hartman Andersen is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in St. George, Utah.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. James has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SABER & SHIELD WEALTH MANAGEMENT AND INSURANCE SERVICES; INVESTMENT RELATED; 4189 W. DARDANELLE DR, SOUTH JORDAN, UT 84009; INSURANCE; INSURANCE AGENT; STARTED 07/2015; 60 HOURS/MONTH DEVOTED; 40 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER SALE OF INSURANCE PRODUCTS.
J. HARTMAN RETIREMENT SOLUTIONS; INVESTMENT RELATED; 4189 W. DARDANELLE DR., SOUTH JORDAN, UT 84009; INVESTMENT ADVISORY AND INSURANCE; OWNER; STARTED 06/2020; 60 HOURS/MONTH DEVOTED; 40 HOURS/MONTH DEVOTED DURING SECURITIES TRADING HOURS; OFFER INVESTMENT ADVISORY SERVICES AND SALE OF INSURANCE PRODUCTS.
CRS (Client Relationship Summary) - RIA
Click below to view James Hartman Andersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2019 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 321 North Mall Drive Building R, St. George, UT 84790Office #2: 240 N. East Promontory Suite 200, Farmington, UT 84025RIA
CRD#: 137658
ST. GEORGE, UT
Past
August 14, 2018 - December 2, 2019
SABER AND SHIELD WEALTH MANAGEMENT, L.L.C
RIA
CRD#: 291176
South Jordan, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(12/4/2019)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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