George M. Baker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Michael Baker was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1964. George had worked at 4 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 1985 - October 30, 2012
VESTOR CAPITAL SECURITIES, LLC
January 25, 1984 - August 30, 1985
PRESCOTT, BALL & TURBEN, INC.
November 8, 1974 - January 25, 1984
BURTON J. VINCENT, CHESLEY & CO.
June 10, 1964 - December 2, 1974
G. H. WALKER, LAIRD INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VESTOR CAPITAL SECURITIES, LLC
CRD#: 15809 / SEC#: , 8-32743
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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