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Gary Barnett

DIGITAL CAPITAL MARKETS LLC
Bethesda, MD 20814
Some features on this profile are disabled
CRD#: 7001598
GB

Professional summary

Gary Barnett is a registered financial professional currently at DIGITAL CAPITAL MARKETS LLC located in Bethesda, Maryland.

Gary is registered as a RR (Registered Representative) and started their career in finance in 2019. Gary has worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gary Barnett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2019 - Present

DIGITAL CAPITAL MARKETS LLC

Office #1: 10211 Fleming Avenue, Bethesda, MD 20814
BD
CRD#: 298311
Bethesda, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/23/2019)
RR
Connecticut
(10/2/2019)
RR
Delaware
(10/8/2019)
RR
District of Columbia
(10/3/2019)
RR
Florida
(10/24/2019)
RR
Illinois
(11/7/2019)
RR
Maryland
(8/20/2019)
RR
Massachusetts
(10/23/2019)
RR
New Jersey
(10/28/2019)
RR
New York
(8/28/2019)
RR
Texas
(10/11/2019)
RR
Virginia
(10/2/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 7/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/17/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/29/2019
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/20/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DC
DIGITAL CAPITAL MARKETS LLC
DIGITAL CAPITAL MARKETS LLC

CRD#: 298311 / SEC#: , 8-70183

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
10211 Fleming Avenue, Bethesda, MD 20814
Mailing Address
10211 Fleming Avenue, Bethesda, MD 20814
Phone number
(646) 522-1522
Established
Maryland since 07/02/2018
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BARNETT, GARYCEO, CCO
HELLER, JEFFREY PHILIPFINOP3139370

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DIGITAL CAPITAL MARKETS LLC

CRD#: 298311Bethesda, MD 20814

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