George A. Ashford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Allen Ashford, who also goes by George Ashford, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1983. George had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2019 - January 7, 2021
IFP SECURITIES, LLC
July 21, 2016 - January 7, 2021
INDEPENDENT FINANCIAL PARTNERS
July 21, 2016 - May 23, 2019
LPL FINANCIAL LLC
July 6, 2000 - December 31, 2006
WOMACK INVESTMENT ADVISERS, INC
February 25, 1993 - July 22, 2016
CETERA WEALTH SERVICES, LLC
February 8, 1988 - July 22, 2016
CETERA WEALTH SERVICES, LLC
July 23, 1987 - February 10, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
July 23, 1987 - February 11, 1988
TRANSAMERICA SECURITIES SALES CORPORATION
August 20, 1986 - July 14, 1987
CETERA WEALTH SERVICES, LLC
October 8, 1984 - September 15, 1986
FSC SECURITIES CORPORATION
March 22, 1983 - September 17, 1984
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/7/1974
Registered Representative ExaminationCurrent Firm
IFP SECURITIES, LLC
CRD#: 297287 / SEC#: , 8-70150
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | |
| ACHESON, JEFFERY ALLEN | CHIEF BUSINESS DEVELOPMENT OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT, CHIEF OPERATING OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | CHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP | 5569235 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
