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KA

Kelly M. Andrulis

Some features on this profile are disabled
CRD#: 7001347
KA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kelly Marisa Andrulis, who also goes by Kelly Andrulis, was a registered financial professional .

Kelly is a previously registered financial professional and started their career in finance in 2018. Kelly had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kelly Andrulis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Hearts to Homes; Young Professionals Board Member; Non-investment related; Charity providing assistance to newly independent young adults who have just aged out of foster care; Drive attendance to events, spread awareness surrounding foster care and aging out, promote donations; Start Date: 1/22/2020; 3 hours/month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 28, 2022 - September 3, 2024

PANTHEON SECURITIES, LLC

BD
CRD#: 285480
NEW YORK, NY
Past

September 24, 2018 - November 18, 2022

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
New York, NY
Past

August 28, 2018 - November 18, 2022

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/21/2018
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/28/2018
General Securities Representative Examination

Current Firm

PS
PANTHEON SECURITIES, LLC
PANTHEON SECURITIES, LLC

CRD#: 285480 / SEC#: , 8-69844

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
11 Times Square 35th Floor, New York, NY 10036
Mailing Address
11 Times Square, New York, NY 10036
Phone number
(212) 205-2000
Established
Delaware since 08/24/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PANTHEONOWNER110091
BANKS, CHRISTOPHER JOHNCCO/AMLCO4308224
BANKS, CHRISTOPHER JOHNCEO/PRESIDENT4308224
ROCHE, PASCAL ACFO/FINOP5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PANTHEON SECURITIES, LLC

CRD#: 285480

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