Conan J. Heelan

TRIBUTARY CAPITAL MANAGEMENT

OMAHA, NE 68197

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CRD#: 7000897

Professional summary

Conan James Heelan, who also goes by Conan James Heelan, Conan Heelan, is a registered financial advisor currently at TRIBUTARY CAPITAL MANAGEMENT, LLC located in Omaha, Nebraska and NORTHERN LIGHTS DISTRIBUTORS, LLC located in Elkhorn, Nebraska.

Conan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Conan has worked at 2 firms and has passed the Series 63, SIE and Series 6TO exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Conan James Heelan | Conan Heelan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. HEELAN IS THE OWNER OF CONAN HEELAN RENTAL PROPERTIES, LOCATED IN OMAHA, NE. MR. HEELAN BEGAN THIS NON-INVESTMENT RELATED ACTIVITY IN JUNE 2025 AND SPENDS 5 HOURS PER MONTH, NONE DURING TRADING HOURS MANAGING RENTAL PROPERTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conan James Heelan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2018 - Present

TRIBUTARY CAPITAL MANAGEMENT, LLC

Office #1: 1620 Dodge Street Stop 3399, Omaha, NE 68197

RIA

CRD#: 112528

OMAHA, NE

Current

August 2, 2019 - Present

NORTHERN LIGHTS DISTRIBUTORS, LLC

Office #1: 4221 North 203rd Street, Suite 100, Elkhorn, NE 68022

CRD#: 126159

Elkhorn, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIBUTARY CAPITAL MANAGEMENT, LLC

FIRST NATIONAL BANK OF FORT COLLINS | TRIBUTARY CAPITAL MANAGEMENT, LLC | FNC TRUST GROUP, INC., NA | FNC FUND ADVISORS | FNC FUND ADVISERS

CRD#: 112528 / SEC#: 801-60282

RIA

Registered Investment Advisory firm - (5/23/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Nebraska
(8/10/2018)

Nebraska
(11/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/15/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2019

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6TO

Date: 5/28/2019

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRIBUTARY CAPITAL MANAGEMENT, LLC

FIRST NATIONAL BANK OF FORT COLLINS | TRIBUTARY CAPITAL MANAGEMENT, LLC | FNC TRUST GROUP, INC., NA | FNC FUND ADVISORS | FNC FUND ADVISERS

CRD#: 112528 / SEC#: 801-60282

RIA

Registered Investment Advisory firm - (5/23/2001 Approved)

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Contact information

Main Address

1620 Dodge Street Stop 3399, Omaha, NE 68197

Mailing Address

Phone number

(877) 458-0021

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIBUTARY CAPITAL MANAGEMENT FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 2,189,702,598

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/10/2025	Cover Page	Report
03/20/2025	Cover Page	Report
01/25/2024	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Conan J. Heelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Conan James Heelan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIBUTARY CAPITAL MANAGEMENT, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

Primary Firm SEC Registration

TRIBUTARY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/15/2019

SIE

Date: 8/2/2019

Series 6TO

Date: 5/28/2019

FINRA

Current Firm

TRIBUTARY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRIBUTARY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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