Nikki Lea Ward
CFP®Professional Summary
Nikki Lea Ward, CFP®, who also goes by Nikki Ward, is a registered financial advisor currently at SILER WEALTH MANAGEMENT located in Longwood, Florida. Nikki is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nikki has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Nikki Lea Ward, Nikki Ward
Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Credentials
Years of Experience
8 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Current Firm
SDR INVESTMENT MANAGEMENT, INC. | STOCKDR COM INC | SILER WEALTH MANAGEMENT | SILER FINANCIAL GROUP, LLC. DBA SDR INVESTMENT MANAGEMENT, INC. | SILER FINANCIAL GROUP | SDR INVESTMENT MANAGEMENT, INC. DBA SILER WEALTH MANAGEMENT | SDR INVESTMENT MANAGEMENT, INC. DBA SILER FINANCIAL GROUP | SDR INVESTMENT MANAGEMENT, INC. D/B/A SILER WEALTH MANAGEMENT
Contact Information
Main Address
100 Crown Oak Centre Drive, Longwood, FL 32750Phone Number
(407) 831-8002# of Employees
6SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,165AUM (Assets Under Management)
$188,567,348Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
SDR INVESTMENT MANAGEMENT, INC. | STOCKDR COM INC | SILER WEALTH MANAGEMENT | SILER FINANCIAL GROUP, LLC. DBA SDR INVESTMENT MANAGEMENT, INC. | SILER FINANCIAL GROUP | SDR INVESTMENT MANAGEMENT, INC. DBA SILER WEALTH MANAGEMENT | SDR INVESTMENT MANAGEMENT, INC. DBA SILER FINANCIAL GROUP | SDR INVESTMENT MANAGEMENT, INC. D/B/A SILER WEALTH MANAGEMENT
State Registrations and Notice Filings
(9/26/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2018About the Series 6 examSimilar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Nikki Lea Ward's CRS (Customer Relationship Summary).
Similar Advisors
PFS INVESTMENTS INC.
NYLIFE SECURITIES LLC
MODERA WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC