Thomas D. Dale

RELEVE FINANCIAL GROUP

Scottsdale, AZ

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CRD#: 6998770

Professional summary

Thomas D Dale is a registered financial advisor currently at RELEVE FINANCIAL GROUP located in Scottsdale, Arizona.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas D Dale's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2023 - Present

RELEVE FINANCIAL GROUP

RIA

CRD#: 285243

Scottsdale, AZ

Past

July 16, 2021 - July 3, 2023

GROVE POINT ADVISORS, LLC

RIA

CRD#: 313171

Wheaton, IL

Past

February 6, 2021 - July 3, 2023

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

WHEATON, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RELEVE FINANCIAL GROUP

DAWN DALHBY | RELEVE FINANCIAL GROUP, LLC | RELEVE FINANCIAL GROUP | JURKOVICH, DAWN

CRD#: 285243 / SEC#: 801-108540

RIA

Registered Investment Advisory firm - (11/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(8/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/15/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/6/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/20/2019

Securities Industry Essentials Examination

Current Firm

RELEVE FINANCIAL GROUP

DAWN DALHBY | RELEVE FINANCIAL GROUP, LLC | RELEVE FINANCIAL GROUP | JURKOVICH, DAWN

CRD#: 285243 / SEC#: 801-108540

RIA

Registered Investment Advisory firm - (11/4/2016 Approved)

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Contact information

Main Address

9375 E Shea Blvd Suite 100, Scottsdale, AZ 85260

Mailing Address

724 Bielenberg Drive #2, Woodbury, MN 55125

Phone number

(612) 801-5440

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RELEVE FINANCIAL GROUP - ADV PART 2A (7/30/2025)

RELEVE FINANCIAL GROUP - ADV WRAP BROCHURE (7/30/2025)

Regulatory assets under management

Total Number of Accounts	1,266
AUM (Assets Under Management)	$ 222,763,182

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas D. Dale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas D Dale's CRS (Customer Relationship Summary).

Certified licenses

Experience

RELEVE FINANCIAL GROUP

GROVE POINT ADVISORS, LLC

GROVE POINT INVESTMENTS, LLC

Primary Firm SEC Registration

RELEVE FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/15/2021

Series 7TO

Date: 2/6/2021

SIE

Date: 9/20/2019

Current Firm

RELEVE FINANCIAL GROUP

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RELEVE FINANCIAL GROUP

TRUST BUT VERIFY

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