Gregory W. Doner

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CRD#: 69986

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Wynn Doner, who also goes by Billy Joe Doner, Greg Doner, Gregory Winn Doner, Don Steel, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1971. Gregory had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 00 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Billy Joe Doner | Greg Doner | Gregory Winn Doner | Don Steel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 30, 1998 - December 19, 2000

FINANCIAL NORTHEASTERN SECURITIES, INC.

CRD#: 17007

FAIRFIELD, NJ

Past

February 12, 1991 - June 3, 1996

AMERICAN FRONTEER FINANCIAL CORPORATION

CRD#: 1398

DENVER, CO

Past

January 30, 1989 - February 5, 1991

HANIFEN, IMHOFF INC.

CRD#: 2126

DENVER, CO

Past

March 8, 1982 - January 17, 1989

METRO SECURITIES, INC.

CRD#: 10260

Past

June 5, 1981 - December 11, 1981

BRIAN E. CORRIGAN COMPANY, INC.

CRD#: 7063

Past

June 22, 1978 - April 10, 1980

HANAUER, STERN & COMPANY,INCORPORATED

CRD#: 7077

Past

October 1, 1971 - August 1, 1977

DAVIDSON-VINK-SADLER, INC.

CRD#: 1592

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 9/24/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/1981

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 9/24/1971

Registered Representative Examination

Principal/Supervisory Exam

Series 00

Date: 12/5/1972

General Securities Principal Examination

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

FINANCIAL NORTHEASTERN SECURITIES, INC. | FNC INVESTMENTS CORPORATION

CRD#: 17007 / SEC#: , 8-34883

California

Registered Investment Advisory firm - SEC (8/11/2011 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/28/2002 Approved)

New Jersey

Registered Investment Advisory firm - SEC (6/23/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004

Mailing Address

100 Passaic Avenue 100, Fairfield, NJ 07004

Phone number

(973) 882-9337

Established

New Jersey since 02/14/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ZAGE, JEFFREY P	CEO, PRESIDENT, GP	1286688
ZAGE, STEVEN MARTIN	VP, SEC	1314965
KISS, SANDRALIN JOSEPHINE	EXEC VP, COO, FINOP, CCO	1093671
MILLAHN, FLORENCE A	DIRECTOR OF OPERATIONS, ROSFP	2786661
MILSTEIN, BARRY MITCHELL	EVP	1632450

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory W. Doner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERICAN FRONTEER FINANCIAL CORPORATION

HANIFEN, IMHOFF INC.

METRO SECURITIES, INC.

BRIAN E. CORRIGAN COMPANY, INC.

HANAUER, STERN & COMPANY,INCORPORATED

DAVIDSON-VINK-SADLER, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/24/1981

Series 7

Date: 6/20/1981

Series 1

Date: 9/24/1971

Series 00

Date: 12/5/1972

Current Firm

FINANCIAL NORTHEASTERN SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FINANCIAL NORTHEASTERN SECURITIES, INC.

TRUST BUT VERIFY

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