Valentine Nsofor
Professional summary
Valentine Nsofor is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Valentine is registered as a RR (Registered Representative) and started their career in finance in 2018. Valentine has worked at 5 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Valentine Nsofor's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003January 9, 2024 - June 3, 2024
HUDSON CAPITAL ADVISORS BD LLC
June 28, 2022 - August 11, 2023
HOULIHAN LOKEY CAPITAL, INC.
April 14, 2021 - June 21, 2022
MIZUHO SECURITIES USA LLC
September 18, 2018 - March 22, 2021
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2024)
(6/4/2024)
(10/14/2024)
Exams
Series 82TO
Date: 4/17/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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