Vladimir Bubucea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vladimir Bubucea, who also goes by Vladimir Bubucea, was a registered financial professional .
Vladimir is a previously registered financial professional and started their career in finance in 2018. Vladimir had worked at 4 firms and has passed the Series 66, Series 57TO, Series 7TO, SIE, Series 57 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2021 - November 24, 2025
EMET FUND GLOBAL ADVISORS LLC
January 13, 2021 - April 1, 2021
B. RILEY WEALTH ADVISORS, INC.
October 13, 2020 - April 1, 2021
NATIONAL SECURITIES CORPORATION
October 21, 2019 - March 27, 2020
T3 TRADING GROUP, LLC
September 27, 2018 - October 18, 2019
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/27/2024
Securities Trader ExamSeries 7TO
Date: 10/13/2020
General Securities Representative ExaminationCurrent Firm
EMET FUND GLOBAL ADVISORS LLC
CRD#: 315189 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 2,790,183 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
