Laura F. Wittmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laura F Wittmer, who also goes by Laura Frances Wittmer, Laura Francis Wittmer, was a registered financial professional .
Laura is a previously registered financial professional and started their career in finance in 2019. Laura had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2019 - November 16, 2022
BLOOOM, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
BLOOOM, INC.
CRD#: 168604 / SEC#: 801-78556
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
