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KL

Kevin Li

CAPITAL RESOURCE ADVISORS LLC.
PORTLAND, ME
Some features on this profile are disabled
CRD#: 6997739
KL

Professional summary

Kevin Li is a registered financial advisor currently at CAPITAL RESOURCE ADVISORS LLC. located in Portland, Maine.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Kevin has worked at 4 firms and has passed the Series 66, Series 31, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Li's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2025 - Present

CAPITAL RESOURCE ADVISORS LLC.

RIA
CRD#: 335281
PORTLAND, ME
Past

June 2, 2022 - April 10, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PORTLAND, ME
Past

June 1, 2022 - March 24, 2025

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PORTLAND, ME
Past

December 8, 2021 - April 2, 2022

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

August 20, 2020 - August 24, 2021

MORGAN STANLEY

BD
CRD#: 149777
Portland, ME

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Maine
(8/18/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/12/2021
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 11/27/2021
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/20/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/10/2020
Securities Industry Essentials Examination

Current Firm

CR
CAPITAL RESOURCE ADVISORS LLC.
CAPITAL RESOURCE ADVISORS | CAPITAL RESOURCE ADVISORS LLC.

CRD#: 335281 / SEC#:

Maine
Registered Investment Advisory firm - (8/18/2025 Approved)
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Contact information

Main Address
Portland, ME
Mailing Address
Phone number
(207) 317-6773
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL RESOURCE ADVISORS LLC.

CRD#: 335281Portland, ME

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