Caleb A. Pepperday

ADVANCED PRACTICE PLANNING

Missoula, MT

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CRD#: 6997697

Professional summary

Caleb Aaron Pepperday, CFP®, who also goes by Caleb Pepperday, is a registered financial advisor currently at ADVANCED PRACTICE PLANNING, LLC located in Missoula, Montana.

Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Caleb has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Caleb Pepperday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Starting 5/1/2024, Caleb Pepperday is currently employed as a Consultant for White Coats of The Round Table. This activity accounts for approximately 5% of his time during trading hours. Caleb spends approximately 5 hours per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Aaron Pepperday's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

July 25, 2023 - Present

ADVANCED PRACTICE PLANNING, LLC

RIA

CRD#: 327349

Missoula, MT

Past

May 31, 2022 - June 20, 2023

JFS WEALTH ADVISORS, LLC

RIA

CRD#: 145051

Pittsburgh, PA

Past

June 9, 2021 - April 20, 2022

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BRIDGEVILLE, PA

Past

June 9, 2021 - April 20, 2022

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BRIDGEVILLE, PA

Past

September 25, 2018 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

BRIDGEVILLE, PA

Past

August 10, 2018 - June 9, 2021

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

BRIDGEVILLE, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(7/25/2023)

IAR

Pennsylvania
(8/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/10/2018

General Securities Representative Examination

Current Firm

ADVANCED PRACTICE PLANNING, LLC

CRD#: 327349 / SEC#:

Montana

Registered Investment Advisory firm - (7/24/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/16/2023 Approved)

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Contact information

Main Address

Missoula, MT

Mailing Address

Phone number

(814) 762-7278

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 3,755,182

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Caleb A. Pepperday

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Caleb Aaron Pepperday's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVANCED PRACTICE PLANNING, LLC

JFS WEALTH ADVISORS, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 8/10/2018

Current Firm

ADVANCED PRACTICE PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVANCED PRACTICE PLANNING, LLC

TRUST BUT VERIFY

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