Madeline G. Johnson
Professional summary
Madeline Grace Johnson, who also goes by Madeline Mahon, Madeline Mahon, is a registered financial advisor currently at SHADE TREE ADVISORS LLC located in Saratoga Springs, New York.
Madeline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Madeline has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Madeline Grace Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2021 - Present
SHADE TREE ADVISORS LLC
Office #1: 19 Railroad Place Suite 301, Saratoga Springs, NY 12866January 4, 2021 - October 14, 2021
GOLDMAN SACHS & CO. LLC
May 28, 2020 - October 14, 2021
GOLDMAN SACHS WEALTH SERVICES, L.P.
May 25, 2019 - January 4, 2021
MERCER ALLIED COMPANY, L.P.
Primary Firm SEC Registration
SHADE TREE ADVISORS LLC
CRD#: 289905 / SEC#: 801-111885
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/30/2021)
Exams
Series 7TO
Date: 5/25/2019
General Securities Representative ExaminationCurrent Firm
SHADE TREE ADVISORS LLC
CRD#: 289905 / SEC#: 801-111885
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124 |
| AUM (Assets Under Management) | $ 1,025,542,386 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 01/02/2024 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
