Joshua P. Patchik
Professional summary
Joshua Paul Patchik is a registered financial advisor currently at FREC located in Oakland, California and FREC SECURITIES LLC located in San Francisco, California.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Joshua has worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 57TO, SIE, Series 7, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Paul Patchik's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 25, 2024 - Present
FREC
October 23, 2024 - Present
FREC SECURITIES LLC
Office #1: 171 2nd Street 3rd Floor, San Francisco, CA 94105April 24, 2023 - October 17, 2024
TASTYTRADE, INC.
March 18, 2021 - April 10, 2023
M1 FINANCE
November 23, 2020 - April 10, 2023
M1 FINANCE LLC
October 29, 2018 - November 20, 2020
LBMZ SECURITIES, INC.
Primary Firm SEC Registration
FREC
CRD#: 325982 / SEC#: 801-127783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/23/2024)
(10/25/2024)
(10/23/2024)
(2/12/2025)
Exams
Series 57TO
Date: 8/20/2021
Securities Trader ExamFINRA
Current Firm
FREC
CRD#: 325982 / SEC#: 801-127783
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 820 |
| AUM (Assets Under Management) | $ 119,214,747 |
Red Flags
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