NK
Nicholas S. King
FORT POINT CAPITAL PARTNERS LLC
New York, NY
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CRD#: 6996711
NK
Professional summary
Nicholas Scott King, who also goes by Nicholas King, is a registered financial advisor currently at FORT POINT CAPITAL PARTNERS LLC located in New York, New York and UHLMANN PRICE SECURITIES, LLC located in Skokie, Illinois.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Nicholas has worked at 4 firms and has passed the Series 66, Series 31, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas King
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
business name: After Arts investment-related: No position: Executive Director start date: 1/1/2020 approximate # of hours/month: 15-20 nature of the business: LLC that brings together community of professionals and musicians with shared interest in music to create mentorship opportunities and host business events. It is a paid membership community. Manage small team to coordinate logistics around event planning, marketing, and mentorship opportunities between After Arts community and universities. After Arts is a community of professionals from various industries who share a passion for and background in music. Fort Point Capital Partners (SEC Registered Investment Advisor), Investment related, Managing Director, 10/2021. 11.2024: Project Music Heals Us, 800 Village Walk, 296, Guilford CT, 06437. Music non-profit that provides musical performances to patients in hospitals. Board member, not investment related, devote approximately 4 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Scott King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 31, 2021 - Present
FORT POINT CAPITAL PARTNERS LLC
RIA
CRD#: 146759
New York, NY
Current
July 7, 2023 - Present
UHLMANN PRICE SECURITIES, LLC
Office #1: 5202 Old Orchard Road Suite 250, Skokie, IL 60077BD
CRD#: 42854
Skokie, IL
Past
January 30, 2019 - November 8, 2021
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
New York, NY
Past
September 10, 2018 - November 8, 2021
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
NASHVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FORT POINT CAPITAL PARTNERS LLC
FORT POINT CAPITAL PARTNERS LLC
CRD#: 146759 / SEC#: 801-69650
RIA
Registered Investment Advisory firm - (10/24/2008 Approved)California
Registered Investment Advisory firm - (10/28/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(1/5/2022)
IAR
New York(10/31/2021)
RR
New York(7/7/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FORT POINT CAPITAL PARTNERS LLC
FORT POINT CAPITAL PARTNERS LLC
CRD#: 146759 / SEC#: 801-69650
RIA
Registered Investment Advisory firm - (10/24/2008 Approved)California
Registered Investment Advisory firm - (10/28/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
275 Sacramento Street 8th Floor, San Francisco, CA 94111
Mailing Address
Phone number
(415) 449-0570
Established
Firm type
Fiscal year end
# of Employees
28
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,413 |
| AUM (Assets Under Management) | $ 2,002,678,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 11/20/2024 | ||
| 04/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
