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Robert K. Leatherwood
BROOKSTONE WEALTH ADVISORS
Greenville, SC 29607
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CRD#: 6996215
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Professional summary
Robert Kenneth Leatherwood is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Greenville, South Carolina.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Robert has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) R&R FINANCIAL ADVISORS; YES INVESTMENT RELATED; 108 FREDERICK STREET, GREENVILLE, SC 29607; INSURANCE SALES; ADVISOR; START DATE 12/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2.) Empower Law & Mediation, LLC. Not investment related. 3210 N Pleasantburg #1012 Greenville, SC 29609. Consultant. Start date 1/1/2025. About 2 hours per month. Reimbursement of marketing costs being paid back from law firm. 3.) Russell Community Church. Not investment related. 31 Calhoun Ave Greenville, SC 29617. Bookkeeper. Start date 1/1/2025. About 2 hours per month. Month end bookkeeping for church.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Kenneth Leatherwood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2023 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 108 Frederick St, Greenville, SC 29607RIA
CRD#: 137658
Greenville, SC
Past
August 14, 2018 - November 13, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Greenville, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(1/21/2025)
IAR
South Carolina(11/14/2023)
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Company Information
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658Greenville, SC 29607TRUST BUT VERIFY
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